美国:加密是美国证券交易委员会最重要的2019考试重点之一

Cryptocurrencies are one of the U.S. Securities and Exchange Commission’s top examination priorities this year.

Cryptocurrencies 是其中之一 美国 Securities and Exchange Commission’s (证券交易委员会根据官方声明,今年最重要的考试重点 公布 委员会12月20。

In the SEC’s Office of Compliance Inspections and Examinations (OCIE) recent 报告, digital assets — specified as cryptocurrencies, coins and tokens — are included among the six “themes for OCIE’s 2019 Examination Priorities.”

报告指出,该办事处计划将重点放在监控新兴市场并强制遵守现行法律:

“OCIE will continue to monitor the offer and sale, trading, and management of digital assets, and where the products are securities, examine for regulatory compliance.”

In terms of other goals of the office’s examination of crypto, the document also declares:

“In particular, through high level inquiries, OCIE will take steps to identify [cryptocurrency] market participants.”

该报告指出,该办公室将审查数字资产的投资组合管理,交易,客户资金和资产的安全性,客户组合的定价,合规性和加密公司的内部控制。

作为Cointelegraph 报道 去年12月,美国证券交易委员会主席杰伊克莱顿表示,最初的硬币产品(感染控制主任) “can be effective” but that “证券 law must be followed.” Also, according to Clayton, ICOs operate in a way that grants substantially 减少投资者保护 比传统股票和固定收益市场。

10月,美国证券交易委员会 据说 launched the agency’s Strategic Hub for Innovation and Financial Technology (FinHub). The hub aims to facilitate the SEC’s engagement in fintech相关领域,包括分布式分类帐技术和数字资产。

来源:Cointelegraph

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